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About the Nasdaq GEMX Rules

Covers the By-Laws and Rules of Nasdaq GEMX.

Nasdaq GEMX, LLC Rules

General Rules

 
General Provisions
 
Organization and Administration
 
Membership and Access
 
Regulation
 
Discipline
 
Arbitration
 
Consolidated Audit Trail Compliance
 
Connectivity

Options Rules

 
General Provisions
 
Options Market Participants
 
GEMX Market Maker Rights
 
Options Trading Rules
 
Options Listing Rules
 
Options Index Rules
 
Order Protection and Locked and Crossed Markets
 
Options Trade Administration
 
Closing Transactions
 
Exercises and Deliveries
 
Margins
 
Net Capital Requirements
 
Records, Reports and Audits
 
Pricing Schedule
 
Reserved
 
Business Conduct
 
Doing Business with the Public
 
Minor Rule Plan Violations

Nasdaq GEMX Rulebook

Administration

Nasdaq GEMX Corporate Organization

Nasdaq GEMX, LLC (Nasdaq GEMX)

International Securities Exchange Holdings, Inc. (ISE Holdings)

U.S. Exchange Holdings, Inc.

Nasdaq, Inc.

 
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