Nasdaq GEMX
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About the Nasdaq GEMX Rules

Covers the By-Laws and Rules of Nasdaq GEMX.

Nasdaq GEMX Rulebook

Rules of the Exchange

 
Definitions
 
Administration
 
Membership
 
Business Conduct
 
Securities Traded on the Exchange
 
Doing Business With the Public
 
Doing Business On The Exchange
 
Market Makers
 
Consolidated Audit Trail Compliance Rule
 
Closing Transactions
 
Exercises and Deliveries
 
Margins
 
Net Capital Requirements
 
Records, Reports and Audits
 
Summary Suspension
 
Discipline
 
Hearings and Review
 
Arbitration
 
Intermarket Linkage
 
Index Rules
 
Reserved
 
Rate-Modified Foreign Currency Options Rules

Schedule of Fees

Nasdaq GEMX, LLC Rules

General Rules

General 1
 
General Provisions
General 2
 
Organization and Administration
General 3
 
Membership and Access
General 4
 
Regulation
General 5
 
Discipline
General 6
 
Arbitration

Options Rules

Options 1
 
Options Definitions
Options 2
 
Options Trading Rules
Options 3
 
Options Market Participants
Options 4
 
Options Listing Rules
Options 5
 
Options Trade Administration
Options 6
 
Order Protection and Locked and Cross Markets
Options 7
 
Consolidated Audit Trail
Options 8
 
Pricing Schedule
Options 9
 
Reserved

Nasdaq GEMX Corporate Organization

Nasdaq GEMX, LLC (Nasdaq GEMX)

International Securities Exchange Holdings, Inc. (ISE Holdings)

U.S. Exchange Holdings, Inc.

Nasdaq, Inc.

 
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